Music theory - Tonality

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Modalities and modes

Modality

Modality is a subset of the formal system. E.g. white piano keys form the 7-tone modality cdefgah, which we call natural. This modality corresponds to the number 1387 (ie. binary 010101101011) and distance scheme 122122(2). Only very few songs that we hear every day (if we are not lovers of oriental music ..) deviates from the natural modality.

Natural modality - China, Europe, Arabia, Persia - in China as early as the third millennium BC. Modality is (after the formal system) an another idealization, which reduces the variety of music. The bulk of the existing music was written only in a few selected modalities. Short song or a section of song often covers one modality.

Modality of 12 tone system

In total, the 12-tone system has 352 classes [Janecek], which consists of 2 12 = 4096 different tone clusters (chords, modes).

Primitive cultures use two or three-tone modalities. 2(10); 4(8); 12(9); 32(7); 21(9). A similar modalities can also be find in the bird singing: 12(9) thrush, tits, 11(10), 21(9) warblers, 13(8) finch, 53(4) oriole ,…

Schema

Name

221(7)

Lydian tetrachord

212(7)

Phrygian tetrachord

131(7)

Arabic tetrachord

122(7)

Doric tetrachord

Modalities of four-tones are known from e.g. Eskimo music. 223 (5). Four-tone cells (from the Greek scales) are called Tetrachords and are the cornerstones of multi-tone modalities, (according to the Greek and medieval theory).

The increasing number of tones increases the number of modalities. There is 66 five-tone modalities (pentatonics) (in 12-tone system) and the same number of seven-tone modalities (heptatonics):

 (0)(1) (2) (3) (4) (5) (6) (7) (8) (9) (10)(11)(12)
 ────────────────────────────────────────────────────────
 1  12 66 220  495 792 924 792 495 220  66  12  1  instances (M)
 1   1  6  19   43  66  80  66  43  19   6   1  1  classes (m)
Pentatonics

Schema

Pentatonics

1211(7)

Spanish

1113(6)

Blues

1212(6)

Alternating

1131(6)

Oriental

1312(5)

Gypsy

2411(4)

Bardos'

2321(4)

Korean

2312(4)

Javanese

2141(4)

Japanese hirajashi

2322(3)

Natural

Some of the pentatonic are known under the names. Sometimes there is a whole range of alternative names.

E.g. natural pentatonic is called as Chinese, right, blues, etc. Some names come from Indian music: Megharanji 1131(6), Hindola 2312(4), Kaušika a Méhga 2322(3),…

Pentachords

Schema

Pentachords

2221(5)

Lydian

2212(5)

Ionian

2122(5)

Doric

1222(5)

Phrygian

Like the tetrachords also some pentachords were named (according to the medieval church scales).

Modalities with a semitone or more semitones are called hemitonic, modality without semitones are anhemitonic, modalities with two semitones disemitonic.

Term Diatonics is generally used for modalities changing smallest interval steps (1,2, ...), term Chromatics for modalities with a predominance of the smallest intervals (1), e.g. chromatic hexatonic 11111 (7).

Hexatonics

Schema

Hexatonics

23211(3)

Blues, Indian

23121(3)

Indian Dípaka

22221(3)

Indian Svirága

22122(3)

Natural, Guidonian hexachord

22212(3)

Natural

12222(3)

Promethean

List of named hexatonics and hexachords is relatively short although the number of 6-tonal structures is highest of all (total of 80 modalities). Tones of Guidonian hexachord 22122(3) appears in nightingale singing.

Heptatonics

Schema

Heptatonics

212121(3)

Diminished,Derived diminished

111213(3)

Debussy's

112311(3)

Indian

113211(3)

Greek chromatic, Indian

122121(3)

Harmonic major

121311(3)

Gypsy, Turkish, Indian Bhairava

121221(3)

Harmonic minor

121212(3)

Píšťalková folk, Gypsy

222211(2)

Lydian minor, Phrygian major

222121(2)

Podhalská folk

221221(2)

Natural

The diatonic include most of the 7-tone modalities. In addition to conventional (natural gypsy, harmonic major a minor,...) - number of interesting modalities (píšťalková, Podhalská ...) is located in folk songs.

An extreme example of the ambiguity of names is "Podhalská folk" heptatonic 222 121 (2), for which there exists many different names: Acoustic, Altered, Mirror, Ascending melodic minor, Lydian-mixolydian, Mixolydian with diminished sexta, Moravian, Hypoharmonic, Plane-altered, Bartok, Jazz, ...

Natural pentatonic 2322(3) and heptatonic 221221(2) are used practically throughout the world.

The following are examples of octatonics

(8-tone structures) a nonatonics

(9-tone structures)

Octatonics

Schema

Octatonics

2211111(3)

Blues

1122111(3)

Freely built

1111212(3)

Blues

2212111(2)

Spanish

2122111(2)

Egyptian, Greek complete, Blues

2121121(2)

Major – minor

21311111(2)

Nad-harmonic

Nonatonics

Schema

Nonatonics

21111121(2)

Blues

21112211(1)

Blues (oscilace major-minor)

Josef Rut

Josef Rut, 1926-, Czech composer and music theorist. He noticed the curvature of scales and likened it to the curvature of space in the theory of relativity. Consider interval of octave as coordinate system (rest), tritone interval is uniform motion.

-

Symmetry of modalities

For each modality modality exists an inverse - e.g. 1312(5) and 2131(5) are two mutually inverse modalities or modality alone is its own inverse - e.g. natural modality 221222(1). Inverted scale to [c d ef g a hc] is according to Helmholtz and Riemann [e d ch a g fe].

Own compositional method based on inverted scales used J.Rut.

Construction of modality

- the introduction of notation according to natural modality - some simplifications and clarification of enrollment; But also misleading terms - enharmonic confusion of tones, differentiation of enlarged seconds and minor thirds, ...

(Relationships between the structures of modalities - eg blues contains in itself harmonious minor, ...)

Determination of modality

Modality of music phrase arises from the real sounding. It is therefore always somewhat indeterminate: it depends on the number of tones, their intensities, timbre, ... In each modality structure is numerous number of substructures, which are intertwined. If any of the substructures is highlighted at a certain point of harmonic phrases, it causes deviations from the trends of it superior modality.

Modes and scales

Each modality has several modes, i.e ways - in which order to play tones (mode = Latin way). The number of ways is equal to the number of tones in modality, ie the level of class. Mode played sequentially is called scale (scales preserve names of modes). If we play tones starting with tone 'c' we gain C major scale, with the tone 'a' a minor scale.

Earlier naming of the scales is slowly fading. From 7-modes used in the Middle Ages, nowadays only major scale (Ionic) and minor (Aeolian) are usually taught. We use the term 'mode' only in conjunction with older music. 'Scale' is a modality with a fixed ordering of tones.

1387  7 12 010101101011  1 2 2 1 2 2( 2)  

0/ 0,1,3,5,6,8,10  1 2 2 1 2 2( 2)  h,c,d,e,f,g,a  Hypo-phrygian
1/ 10,0,1,3,5,6,8  2 1 2 2 1 2( 2)  a,h,c,d,e,f,g  Aeolian (minor)
2/ 8,10,0,1,3,5,6  2 2 1 2 2 1( 2)  g,a,h,c,d,e,f  Mixo-lydian
3/ 6,8,10,0,1,3,5  2 2 2 1 2 2( 1)  f,g,a,h,c,d,e  Lydian
4/ 5,6,8,10,0,1,3  1 2 2 2 1 2( 2)  e,f,g,a,h,c,d  Phrygian
5/ 3,5,6,8,10,0,1  2 1 2 2 2 1( 2)  d,e,f,g,a,h,c  Doric
6/ 1,3,5,6,8,10,0  2 2 1 2 2 2( 1)  c,d,e,f,g,a,h  Ionic (major)

Naming of modes

Greek (descending) and medieval (church, Christian, Gregorian, ascending) naming

Church modes

Greek name

Schema

Mode

Středověký název

hypo doric

(2) 122 122

ahcdefga

aeolian

doric

122 (2) 122

efgahcde

phrygian, hypo aeolian

hyper doric

122 122 (2)

hcdefgah

hypo phrygian

hypo lydian

(2) 221 221

fgahcdef

lydian

lydian

221 (2) 221

cdefgahc

ionic, hypolydian

hyper lydian

221 221 (2)

gahcdefg

hypoionic

hypo phrygian

(2) 212 212

gahcdefg

mixolydian

phrygian

212 (2) 212

defgahcd

doric, hypo mixolydian

hyper phrygian

212 212 (2)

ahcdefga

hypo doric

Church: Ending - autentic (basic scale) - plagial (hypo scale)


Messiaen Olivier
Messiaen Olivier[], 1908-1992, French composer of mystical music with expressive melodies. He worked with the modalities which have a limited number of transpositions.

Modes of limited transpositions

There are 17 modalities that do not have the full number of transpositions. These modalities are usually called Lendvai's or Messiaen's and consists of 76 different modes

(Into system G(2,12) total 17 classes is nested, having total 2∙1+1∙2+2∙3+3∙4+9∙6 = 76 instances. )

System  Distance schema  Example                    Name 
────────────────────────────────────────────────────────────────────────
G(2,1):           
       0 0(0)                                       Silence
    4095 11111…1(1)     c,c#,d,d#,e,…,a#,h          12-sound
G(2,2):       
    1365 22222(2)       c,d,e,f#,g#,a#              Wholetone scale
G(2,3):        
     585 333(3)         c,d#,f#,a                   Diminished tetrad
    1755 1212121(2)     c,c#,d#,e,f#,g,a,a#         Inverse dim. tetrad
G(2,4):        
     273 44(4)          c,e,g#                      Augmented triad
     819 13131(3)       c,c#,e,f,g#,a
    1911 11211211(2)    c,c#,d,e,f,f#,g#,a,a#       Inverse augm. triad
G(2,6):         
      65 6(6)           c,f#                        Tritonus
     195 151(5)         c,c#,f#,g                   .
     325 242(4)         c,d,f#,g#                   ..
     455 11411(4)       c,c#,d,f#,g,g#              Messiaen‘s modes     
     715 12312(3)       c,c#,d#,f#,g,a              of limited transpositions
     845 21321(3)       c,d,d#,f#,g#,a              ...      
     975 1113111(3)     c,c#,d,d#,f#,g,g#,a         ..
    1495 1122112(2)     c,c#,d,e,f#,g,g#,a#         .
    2015 111121111(2)   c,c#,d,d#,e,f#,g,g#,a,a#    Inversion of tritone

Harmonic variety

Adorno Theodor
Adorno (Wiesengrund) Theodor [], 1903-1969, German music theorist and philosopher, one of the most competent experts of Schönberg's school.

Assuming also chords and relations arising in the environment of modes (scales), we talk about the tonality (eg. in C major and A minor).

Tonality is a certain complex of relationships in the formation, which we call modality.

Tonality is a modality with some restrictions on possible groupings of tones.
For example tonality can be made of chords restricted only to triads (the level of chords = 3), to chords having their entropy in given bounds, and so on.

The actions of harmony phenomena can be most easily determined in the tonal context, [3]. The tonality is always made of a certain modality, [13].

This modality has k = 12 transpositions, allowing 12 different musical designs (scale or key of C major, C# major, D major, ... to B major).

The set of all groupings in a tonality is the harmonic variety. Every grouping has its specific properties depending on its position within the tonality.

Comparison of tonalities

Fétis Fr.J.
Fétis Fr.J. [], -, tonality - general relationship between the tones of a particular tone system.

Let us compare potentials of chords of two minor keys: natural (aeolian minor) and harmonical.
The first key prevale in the older music, the second in the newer music.

Tonics of both modalities have the same potential, but contrast of dominant and tonic is more marked in the harmonic modality:
Natural: U(D)-U(T)= U(Emi)-U(Ami) = 4.33-6.33 = -2.00
Harmonic: U(D)-U(T)= U(E)-U(Ami) = 1.33-6.33 = -5.00

Riemann Hugo
Riemann Hugo [], 1849-1919, German music theorist, systematik, founder of the theory of functions. He rejected the method of figured bass and related all harmonic events to the three main functions - tonic, dominant and subdominant. He considered (major and minor) tonic as one fully consonant chord and all other chords related to it. He dealt mainly with empirics of musical practice. He sought out pairs of opposing phenomena. He dealt also with musical history, aesthetics and methodology of music and developed its own systematics of musicology.

Characteristics of bindings depends on the octave positions of tones, but we assume that this dependence is secondary (ie. that it is possible neglected it in the first approximation).

Harmonic functions

The basic trinity of functions

For the harmonization of many songs just three chords are needed: "functions" - called tonic, dominant and subdominant. Musicians feels this functions, regardless of the instrument on which to play. We can change the intensity and some octave tones - function still maintain the same effect.

(see formal system).

Harmonic function are formal chords from harmonic variety with some characteristics becoming (in comparison with other groupings) of extreme values:

Šín Otakar
Šín Otakar [], 1881-1934, Czech composer, teacher and music theorist, extended Riemann function theory, pointed to the symmetry of functions. He refused the Riemann's idea that the more complicated chords could arise from simple chords by deformation (alteration). Modified formations must be understood as a combination of basic units. Came up with the original concept of modulation.

Dominant (D) is the grouping with the maximum positive continuity towards the tonic.
Subdominant (S) is the grouping with the maximum negative continuity towards the tonic (i.e. the maximum positive continuity in the direction from the tonic).

Function Lydian and Phrygian

To explain the altered chords - O.Šín added two other functions - Lydian L and Phrygian F to the basic functions T, D, S.

The Phrygian function (F), is the grouping with the maximum impulse towards the tonic from above. [10],[3].

Kirsch Ernest
Kirsch Ernest [], -, considered the theory of functions as a system of logical connections, which - in addition to own sound and the effect on the senses - brings a new quality.

The Lydian function (L), is the grouping with the maximum impulse towards the tonic from below. [10],[3].

If appears e.g. at the end of C-major modality instead of a sequence Dmi:G:C the sequence Db:G:C (ie. Neapolitan sixth chord Db),[5], we can not say that we are still in C-major.
The original modality just modulated into modality [c, c#, d, e, f, g, g#, h].

Types of functions

According to the extreme property we distinguish the following types of harmonic functions:

Kresánek Josef
Kresánek Josef , 1913-, Slovak musicologist and composer. He dealt with the systematics of music, history of music and analyzed the evolution of tonal music.

Some theorists distinguish centrifugal and centripetal functions (K.Risinger,...), e.g. D->T->S, D is centripetal S centrifugal. Others claim that only centripetal functions exist (Kresanek,...), e.g. D->T<-S, both D and S are centripetal.
Both groups are right.
The first group speak about directional functions of continuity, the second about potential functions.
Dominant (D) is a special case - it is potential and also directional function.

Potential functions

Hradecký Emil
Hradecký Emil , 1913-1974, Czech music theorist, engaged in development and the theory of functional tonal harmony. Defined selected (formal) chords as harmonious units. He criticized the Hindemith's system of relationships of chords.

Tonic (T) is the best-ordered grouping from the harmonic variety with the maximum formal potential (F-potential). ("Best-ordered" means that tonic should have a small entropy of sounding, i.e. should be consonant.)

Tonicity (T) of grouping (g) is F-potential (U) reduced by the entropy of sounding (H):
T(g) = U(g)-H(g)
The tonic is the grouping with maximum tonicity.

g

a

c

e

d

f

h

f#

a#

g#

d#

c#

7.0

7.0

6.0

6.0

4.0

0.0

0.0

-2.0

-2.0

-4.0

-4.0

-4.0

Bands of the 12-tone systems affected by natural modality (c,d,e,f,g,a,h) have the following F-potentials:

Grouping with the highest F-potential:

Tones g,a,c,e,... see the table above.

Intervals (g,a), (c,g), (a,e), (c,e), (a,c), (e,g)

Triad (a,c,e) and (c,e,g)

Tetrad (c,e,g,a)

A e.g. (c,g) is "better tonic" than (g,a) because is consonant (has a small entropy of sound).

Anti-tonic (A) is organized grouping of harmonic variety with minimal F-potential..

Stecker Karel
Stecker Karel , 1861-1918, significant critic of the Riemann's functional theory.

Directional functions

Functions of continuity

Bardos Lajos
Bardos Lajos , -, Hungarian music theorist, suggested two principles: principle of speech slope and principle of overtone serie.

Value of continuity of a harmonic connection is a sum of the particular continuities of all bindings (divided by number of bindings).

Similarly, we determine values of the continuity towards the tonic for some selected connections. In this case, by counting of continuities of the individual bindings, see the table. Note the extreme values of continuity for the dominant (+2.33) and subdominant (-2.33) towards both tonics.

Dmi

Emi

F

G

Hmi5-

k

-0.44

+1.33

-2.33

+2.33

+0.67

C

-1.56

+1.56

-1.33

+0.44

-0.67

Ami

Now we enumerate the values of continuity and impulse for some selected connections.

Selected harmonic connections

Note the extreme values of dominant (+2.33,+1.11) and subdominant (–2.33) towards the tonic.

Dominant (D) is the grouping with the maximum positive continuity towards the tonic.
Subdominant (S) is the grouping with the maximum negative continuity towards the tonic (i.e. the maximum positive continuity in the direction from the tonic).

:

Natural modality (tonic C)

C

Dmi

Emi

F

G

Ami

Hmi5–

0.00

–0.44

+1.33

–2.33

+2.33

–0.89

+0.67

Harmonic minor modality (tonic Ami)

Ami

Hmi

C

Dmi

E

F

G#mi5–

0.00

–0.67

+0.44

–1.56

+1.11

–1.33

0.00

The local dominant of a given chord is the grouping with the maximum positive continuity towards the chord.
The local subdominant of a given chord is the grouping with the maximum negative continuity towards the chord.

If the local dominant (subdominant) belongs to an another tonality, it is called extratonal dominant (subdominant).

Gevaert Francois Auguste
Gevaert Francois Auguste [], 1828-1908, dealt with the enharmonic swap of tones, assumes a series with a 30-fifths in a row; diatonic is formed by 6 quints, chromaticism by 11 quints. C major scale arises from tones F-C-G-D by adding A-E-H, C minor scale by adding Ab-Eb-Bb. Introduced the concept of mediants(III) and submediants (VI).

Functions of impulse

Value of impulse of a harmonic connection is a sum of the particular impulses of all bindings (divided by number of bindings). The Phrygian function (F), is the grouping with the maximum impulse towards the tonic from above.
The Lydian function (L) , is the grouping with the maximum impulse towards the tonic from below.

Other directional functions

Impression on the tonic.
Total energy on bindings to the tonic: E=|continuity|+impulse.

Other functions

Similarity to the tonic. Number of common tones with the tonic.

C

Dmi

Emi

F

G

Ami

Hmi5-

3.00

0.00

2.00

1.00

1.00

2.00

0.00

Natural modality (tonic C):

- relaxation - the difference of sonance of two consecutive chords ( amplifies the effect of the impulse- L.Janáček)

- chord - measuring - kind of instances, which occurs more frequently: development of harmonic current from one point and continuation.

only after return to this point (hierarchy, fractals ...), e.g. Bach C : C …C | D7 … D7 G7 … G7 | C …C |

- relations between the chords at a higher level (not close each other).

Examples

Estimated functions of some heptatonics:

Modality

Tones

D

T

S

Natural (minor)

gahcdef

Emi

Ami

Dmi

Natural (major)

g#ahc#def#

E

A

D

Harmonic major

g#ahc#def

E

A

Dmi6

Harmonic minor

g#ahcdef

E

Ami

Dmi

Gypsy

g#ahcd#ef

G#mi

C5+

F

Píšťalková

g#ahcdd#f

G#

F

Dmi

Alterated

g#a#hc#def

E7

C#

A#mi

Tonic of medieval modes

Plagial endings

Plagial endings

Name of mode

Mode

T

hypo phrygian

hcdefgah

a e

hypo aeolian

efgahcde

a c

hypo ionic

gahcdefg

c e

hypo lydian

cdefgahc

f a

hypo doric

ahcdefga

d f

hypo mixolydian

defgahcd

c g

Authentic endings

Authentic endings

Name of mode

Mode

T

phrygian

efgahcde

c e

aeolian

ahcdefga

a e

ionic

cdefgahc

c g

lydian

fgahcdef

f c

doric

defgahcd

d a

mixolydian

gahcdefg

g d

At the time of formation - basic modes - insensitivity for potentials; after a time a sensitive tone considered and integrated into all modes - with the exception of the Phrygian.

"Importance" of the chord is proportional to the heaviness of the beat (stretchable harmony x passable harmony)

Functions of church modes

Harmonic functions

Name (Status)

S -D -T

ionic (stable), lydian + mixolydian (modulated)

Smi-D -T

lydian (unstable)

S -D -Tmi

doric (modulován)

S -Dmi-T

mixolydian (unstable)

S -Dmi-Tmi

doric (unstable)

Smi-Dmi-T

phrygian (modulated, unstable)

Smi-D -Tmi

aeolian (modulated)

Smi-Dmi-Tmi

aeolian (stable)

Natural tonality - Harmonic functions of church modes. According to polarity of functions: (modulated = deviating, unstable (labile) = a rickety)

Endings of church modes

Name

Example

S

D

T

Status

phrygian

efgahcde

Ami

Hmi5-

Emi

Labile

Ami

Dmi

E

modulated, labile

aeolian

ahcdefga

Dmi

Emi

Ami

stable

Dmi

E

Ami

modulated

ionic

cdefgahc

F

G

C

stable

lydian

fgahcdef

Hmi5-

C

F

Labile

B

C

F

modulated

doric

defgahcd

G

Ami

Dmi

Labile

G

A

Dmi

Modulated

mixolydian

gahcdefg

C

Dmi

G

Labile

C

D

G

Modulated